Sri Lanka Consolidated Acts

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Securities Council Act (No. 36 of 1987) - Sect 15

Grant of a licence as a stock exchange or as a stock broker or stock dealer

15. Subject to the provisions of section 30 from and after the appointed date:
(a) any body corporate which is carrying on or intends to carryon the business of operating a stock exchange; or
(b) any person who is carrying on or who intends to carry on the business of a stock broker or, of a stock dealer,
shall make an application in the prescribed form together with the prescribed fee to the Council, for the grant of a licence as a stock exchange or as a stockbroker or stock dealer, as the case may be.


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